Advertising Compliance Manager (FINRA/SEC)

Employment Opportunities; Indianapolis (IN); Hybrid; USD 110,000 - 150,000; Full time

Benefits offered by this job

Medical & prescription insurance

Dental and vision insurance

Health Savings Account & Flexible Sp.S

Paid Time Off

Parental leave 10 weeks

401(k) Plan with company match

Pension Plan

Life & disability insurance

Wellness Program & EAP

Clinic access (Indianapolis)

Job summary

OneAmerica Financial is seeking an Advertising Review Manager in Indianapolis to lead regulatory review of marketing materials and advise on compliance across print, web, and social media. This role collaborates with business partners to ensure adherence to state regulations, FINRA and SEC mandates, and internal policies.

Qualified candidates will have a Bachelor's degree, FINRA Series 7 and 24 licenses, and 6+ years in insurance/securities compliance with strong communication and stakeholder

Qualifications

• Bachelor's Degree required.
• FINRA Series 7 and 24 licenses required.
• 6+ years of experience in insurance/securities compliance or related fields.
• Ability to influence cross-functional stakeholders.
• Excellent written and verbal communication skills.

Responsibilities

• Provide analysis and guidance on advertising laws, regs, and complex compliance issues across multiple media.
• Evaluate compliance and business situations; communicate decisions to stakeholders and management.
• Ensure policies are followed to minimize non-compliance risk, including disclosures and disclosures policies.
• Collaborate with business partners to offer strategic and operational recommendations for complex needs.
• Ensure FINRA advertising filings are completed when necessary.
• Build strong relationships with senior management, regulators, and internal/external stakeholders.

Skills

Communication skills

Cross-functional influence

Deadline management

Regulatory knowledge

Education

Bachelor's Degree

Tools

FINRA Series 7

FINRA Series 24

Job description

OneAmerica Financial is seeking an Advertising Review Manager in Indianapolis to lead regulatory review of marketing materials and advise on compliance across print, web, and social media. This role collaborates with business partners to ensure adherence to state regulations, FINRA and SEC mandates, and internal policies.

Qualified candidates will have a Bachelor's degree, FINRA Series 7 and 24 licenses, and 6+ years in insurance/securities compliance with strong communication and stakeholder