Securities & Blue Sky Compliance Attorney – Funds

Sidley Austin LLP; New York (NY); On-site; USD 150,000 - 210,000; Full time

Job summary

Sidley Austin LLP seeks an attorney to join its blue sky and securities compliance program, supporting investment funds and corporate practices. The role focuses on preparing and managing federal and state filings for private offerings, including Form ID, Form D notices, and Rule 701 filings.

Responsibilities include coordinating filings across multiple jurisdictions, performing exemption analyses, and maintaining compliance calendars.

Qualifications

• Experience preparing securities filings for private offerings.
• Familiar with Form D, Form ID, blue sky notices, and Rule 701.
• Knowledge of EDGAR and state filing portals.
• Strong attention to deadlines and calendar management.
• Ability to coordinate multi-state filings and fee calculations.

Responsibilities

• Prepare and manage federal and state securities filings for private offerings.
• Coordinate blue sky notices across jurisdictions.
• Calculate fees and track compliance calendars.
• Communicate filing status with attorneys and clients.
• Monitor regulatory changes and assist in training.

Skills

Blue Sky Compliance

Form D filings

Form ID

EDGAR familiarity

Regulatory Liaison

Education

Juris Doctor (JD)

Bar admission

Tools

EDGAR system

NASAA portals

Job description

Sidley Austin LLP seeks an attorney to join its blue sky and securities compliance program, supporting investment funds and corporate practices. The role focuses on preparing and managing federal and state filings for private offerings, including Form ID, Form D notices, and Rule 701 filings.

Responsibilities include coordinating filings across multiple jurisdictions, performing exemption analyses, and maintaining compliance calendars.