Retail Compliance & Quality Assurance Analyst

Origin Bank; Montgomery (AL); On-site; USD 90,000 - 120,000; Full time

Job summary

Origin Bank is seeking a Retail Compliance professional to monitor and interpret regulatory changes, support risk assessments, and coordinate cross-functional collaboration with Compliance, Internal Audit, and Operational Risk teams. The role involves guiding staff on consumer regulations and driving training initiatives, with travel as needed.

The position emphasizes maintaining policy alignment with federal and state laws, and overseeing testing of control processes within the bank's retail

Qualifications

• Bachelor's degree in a four-year college or university, or 5–7 years of senior compliance and quality control experience.
• Expert knowledge of federal and state regulatory compliance and related laws.
• Experience in banking compliance programs and CFPB oversight preferred.

Responsibilities

• Monitor the impact of new or changing regulations and compliance issues.
• Oversee testing and documentation of policy releases on banking platforms.
• Collaborate with Compliance, Internal Audit, and Operational Risk teams.
• Provide guidance on FinCEN, BSA, FCRA, FDIC and related consumer regulations.
• Coordinate risk assessments, KRIs and KPIs to identify and mitigate risk.
• Support training materials and conduct training sessions as needed.
• Travel as required.

Skills

Regulatory compliance

Education

Bachelor's degree

Job description

Origin Bank is seeking a Retail Compliance professional to monitor and interpret regulatory changes, support risk assessments, and coordinate cross-functional collaboration with Compliance, Internal Audit, and Operational Risk teams. The role involves guiding staff on consumer regulations and driving training initiatives, with travel as needed.

The position emphasizes maintaining policy alignment with federal and state laws, and overseeing testing of control processes within the bank's retail