Retail Compliance & Quality Assurance Analyst

Origin Bank; Baton Rouge (LA); On-site; USD 75,000 - 110,000; Full time

Job summary

Origin Bank seeks a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes. You will track federal, state, and local regulations and ensure compliance across the Retail unit while supporting risk management objectives.

The role involves maintaining RCSA/KRI/KPI, collaborating with Compliance, Internal Audit and Operational Risk teams, and providing guidance to staff on regulatory requirements such as FinCEN, BSA, and privacy laws.

Qualifications

• Expert knowledge of federal and state regulatory compliance and related laws.
• Experience with CFPB oversight and supervision preferred.
• Ability to interpret and apply complex regulations to banking operations.

Responsibilities

• Establish and monitor deposit compliance and quality control processes as part of first line of defense.
• Track and ensure federal, state, and local regulatory requirements are met.
• Develop and maintain RCSA, KRI, and KPI to assess performance and risk.
• Provide compliance guidance to retail staff on applicable regulations (FinCEN, BSA, FDIC, etc.).
• Collaborate with Compliance, Internal Audit, and Operational Risk teams to implement controls.

Skills

Regulatory compliance

Education

Bachelor's degree

Job description

Origin Bank seeks a Retail Compliance and QC Analyst to establish and monitor deposit compliance and quality control processes. You will track federal, state, and local regulations and ensure compliance across the Retail unit while supporting risk management objectives.

The role involves maintaining RCSA/KRI/KPI, collaborating with Compliance, Internal Audit and Operational Risk teams, and providing guidance to staff on regulatory requirements such as FinCEN, BSA, and privacy laws.