Remote Compliance Associate – Asset Management & Structured Products

Beacon Hill Staffing Group, LLC; Atlanta (GA); Remote; USD 65,000 - 90,000; Full time

Job summary

Beacon Hill is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

The role focuses on investment advisory compliance, monitoring, and policy development within asset management and structured products. Ideal candidates have 2+ years of relevant experience, a Bachelor's degree, and familiarity with SEC-registered investment advisers.

Qualifications

• Bachelor's degree required.
• 2+ years of compliance, legal, or regulatory experience, preferably in asset management/financial services.
• Experience with SEC-registered investment advisers is a plus.

Responsibilities

• Support investment compliance for CLOs, CDOs, and similar products, including monitoring and controls.
• Strengthen MNPI monitoring and controls.
• Support compliance with the Investment Advisers Act and related requirements.
• Assist with compliance testing, monitoring, reporting and policy development.
• Utilize compliance data systems and data sources to support functions.

Skills

Compliance experience

Investment advisory compliance

MNPI monitoring

Trade surveillance

Education

Bachelor's degree

Tools

Compliance data systems

Databases

Structured products knowledge

Job description

Beacon Hill is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

The role focuses on investment advisory compliance, monitoring, and policy development within asset management and structured products. Ideal candidates have 2+ years of relevant experience, a Bachelor's degree, and familiarity with SEC-registered investment advisers.