Remote Compliance Associate, Asset Management

Beacon Hill Staffing Group, LLC; Raleigh (NC); Remote; USD 85,000 - 125,000; Full time

Job summary

Beacon Hill Staffing Group, LLC partners with a leading advisory firm to identify a Compliance Associate for a long-term contract supporting a premier financial services client. This role is ideal for a compliance professional with experience in investment advisory compliance who is looking to deepen their expertise within asset management and structured products.

Remote candidates will be considered. Beacon Hill is an equal opportunity employer and individuals with disabilities and/or protected

Qualifications

• Bachelor's degree required.
• 2+ years of relevant compliance, legal, or regulatory experience, preferably in asset management, private credit, or financial services.
• Experience supporting SEC-registered investment advisers.
• Knowledge of investment compliance and the Investment Advisers Act.
• Experience with compliance data systems, databases, and multiple data sources.
• Experience with structured products, including CLOs and CDOs, is a plus.

Responsibilities

• Support investment compliance for CLOs, CDOs, and similar products, including investment guideline monitoring, MNPI/restricted-list controls, trade surveillance, allocation testing, and conflicts management.
• Help strengthen MNPI monitoring and controls.
• Support compliance with the Investment Advisers Act and related requirements.
• Assist with compliance testing, monitoring, reporting, and policy development.
• Utilize compliance data systems, databases, and multiple data sources to support compliance functions.

Education

Bachelor's degree

Tools

Compliance data systems

Job description

Beacon Hill Staffing Group, LLC partners with a leading advisory firm to identify a Compliance Associate for a long-term contract supporting a premier financial services client. This role is ideal for a compliance professional with experience in investment advisory compliance who is looking to deepen their expertise within asset management and structured products.

Remote candidates will be considered. Beacon Hill is an equal opportunity employer and individuals with disabilities and/or protected