Remote Compliance Associate - Asset Management

Beacon Hill Staffing Group, LLC; Honolulu (HI); Remote; USD 65,000 - 95,000; Full time

Job summary

Beacon Hill Staffing Group, in partnership with a leading advisory firm, seeks a Compliance Associate for a long-term contract supporting a premier financial services client. The role focuses on investment advisory compliance within asset management and structured products, with remote candidates considered.

You will monitor investment guidelines for CLOs/CDOs, strengthen MNPI controls, assist with testing, reporting and policy development, and work with data systems to support compliance

Qualifications

• Bachelor's degree required.
• 2+ years of relevant compliance, legal, or regulatory experience, preferably in asset management.
• Experience supporting SEC-registered investment advisers.
• Knowledge of investment compliance and the Investment Advisers Act.
• Experience with compliance data systems, databases, and multiple data sources.

Responsibilities

• Support investment compliance for CLOs, CDOs, and similar products, including investment guideline monitoring, MNPI/restricted-list controls, trade surveillance, allocation testing, and conflicts management.
• Help strengthen MNPI monitoring and controls.
• Support compliance with the Investment Advisers Act and related requirements.
• Assist with compliance testing, monitoring, reporting, and policy development.
• Utilize compliance data systems, databases, and multiple data sources to support compliance functions.

Skills

Investment compliance

MNPI monitoring

Trade surveillance

Regulatory reporting

Education

Bachelor's degree

Tools

Regulatory databases

Job description

Beacon Hill Staffing Group, in partnership with a leading advisory firm, seeks a Compliance Associate for a long-term contract supporting a premier financial services client. The role focuses on investment advisory compliance within asset management and structured products, with remote candidates considered.

You will monitor investment guidelines for CLOs/CDOs, strengthen MNPI controls, assist with testing, reporting and policy development, and work with data systems to support compliance