Remote Compliance Associate – Asset Management

Beacon Hill Staffing Group, LLC; Santa Fe (NM); Remote; USD 80,000 - 110,000; Full time

Job summary

Beacon Hill Staffing Group, LLC is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

This role targets experience in investment advisory compliance and aims to deepen expertise within asset management and structured products, including CLOs and CDOs. Key responsibilities include monitoring guidelines, MNPI controls, and compliance with the Investment

Qualifications

• Bachelor's degree required.
• 2+ years of relevant compliance, legal, or regulatory experience, preferably in asset management, private credit, or financial services.
• Experience supporting SEC-registered investment advisers.
• Knowledge of investment compliance and the Investment Advisers Act.
• Experience with compliance data systems, databases, and multiple data sources.
• Experience with structured products, including CLOs and CDOs, is a plus.

Responsibilities

• Support investment compliance for CLOs, CDOs, and similar products, including investment guideline monitoring, MNPI/restricted-list controls, trade surveillance, allocation testing, and conflicts management.
• Help strengthen MNPI monitoring and controls.
• Support compliance with the Investment Advisers Act and related requirements.
• Assist with compliance testing, monitoring, reporting, and policy development.
• Utilize compliance data systems, databases, and multiple data sources to support compliance functions.

Skills

Regulatory compliance

Investment advisory

Data sources

Structured products

Asset management

Education

Bachelor's degree

Tools

Compliance databases

Job description

Beacon Hill Staffing Group, LLC is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

This role targets experience in investment advisory compliance and aims to deepen expertise within asset management and structured products, including CLOs and CDOs. Key responsibilities include monitoring guidelines, MNPI controls, and compliance with the Investment