Asset Management Compliance Associate (Remote)

Beacon Hill Staffing Group, LLC

Lansing (MI)

Remote

USD 60,000 - 90,000

Full time

13 days ago
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Job summary

Beacon Hill Staffing Group, LLC is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

This role is ideal for a compliance professional with investment advisory compliance experience who wants to deepen expertise within asset management and structured products. The position emphasizes monitoring, testing and policy development across data systems and

Qualifications

  • Bachelor's degree required.
  • 2+ years of compliance, legal, or regulatory experience in financial services.
  • Experience supporting SEC-registered investment advisers.
  • Knowledge of investment compliance and the Investment Advisers Act.
  • Experience with compliance data systems, databases and multiple data sources.
  • Experience with structured products (CLOs, CDOs) is a plus.

Responsibilities

  • Support investment compliance for CLOs, CDOs and similar products, including monitoring and testing.
  • Assist with MNPI/restricted-list controls and conflicts management.
  • Support compliance with the Investment Advisers Act and related requirements.
  • Assist with testing, monitoring, reporting and policy development.
  • Use compliance data systems and data sources to support compliance functions.

Skills

Investment compliance knowledge
Compliance data systems
Regulatory knowledge
Data sources proficiency

Education

Bachelor's degree

Tools

Compliance databases

Job description

Beacon Hill Staffing Group, LLC is partnering with a leading advisory firm to identify a Compliance Associate for a long-term contract opportunity supporting a premier financial services client. Remote candidates will be considered.

This role is ideal for a compliance professional with investment advisory compliance experience who wants to deepen expertise within asset management and structured products. The position emphasizes monitoring, testing and policy development across data systems and

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