Remote Brokerage Operations & Processing Specialist

Empower Retirement; Greenwood Village (CO); On-site; USD 50,000 - 69,000; Full time

Benefits offered by this job

Medical, dental, vision and life insur

401(k) plan with company match

Tuition reimbursement

Casual dress code

Generous paid time off

Volunteer time off

Parental leave and disability benefits

BRGs open to all

Job summary

Empower Retirement is seeking a Brokerage Operations Representative to ensure the back-office functions for brokerage and Self-Direct Brokerage services. You will handle client requests, confirmations, and account maintenance with precision, in a collaborative team environment.

The role requires a Bachelor's degree and 1+ years in brokerage operations, with FINRA 7 and fingerprinting. You will engage with multiple partners and manage complex transactions, contributing to a seamless client

Qualifications

• Bachelor's degree or equivalent combination of education and work experience.
• 1+ years of experience in brokerage services/operations.
• FINRA 7 registration required.
• FINRA fingerprinting required.

Responsibilities

• Efficiently review and process client requests, including enrollments, distributions, transfers, and complex transactions such as estate settlements.
• Demonstrate expertise in Self-Directed Brokerage plan conversions and maintenance, managing setup, transactions, and research tasks with precision.
• Update and maintain client accounts across multiple platforms to ensure accurate information.
• Thoroughly review required legal documentation for completeness before initiating processing.
• Collaborate with clearing firm representatives, brokers/traders, colleagues, and other stakeholders to clarify information and address inquiries.

Skills

Communication

Organizational skills

Attention to detail

Multi-tasking

Education

Bachelor's degree

Tools

NetX 360

Pershing

Microsoft Office

Job description

Empower Retirement is seeking a Brokerage Operations Representative to ensure the back-office functions for brokerage and Self-Direct Brokerage services. You will handle client requests, confirmations, and account maintenance with precision, in a collaborative team environment.

The role requires a Bachelor's degree and 1+ years in brokerage operations, with FINRA 7 and fingerprinting. You will engage with multiple partners and manage complex transactions, contributing to a seamless client