Remote-Eligible Brokerage Operations Specialist

Empower Retirement, LLC; Overland Park (KS); On-site; USD 50,000 - 69,000; Full time

Benefits offered by this job

Medical Insurance

Dental Insurance

Vision Insurance

Life Insurance

401(k) Matching

Tuition Reimbursement

Paid Time Off

Volunteer Time Off

Holidays

Job summary

Empower Retirement, LLC is seeking a Brokerage Operations Representative to handle back-office brokerage and Self-Directed Brokerage services. You will review, process and complete client requests, ensure data accuracy across platforms, and verify legal documents before processing.

Collaboration with brokers and teams is essential. Requirements include a Bachelor’s degree or equivalent, 1+ year in brokerage ops, FINRA 7 registration and fingerprinting.

Qualifications

• Bachelor’s degree or equivalent combination of education and work experience.
• 1+ years of experience in brokerage services/operations.
• FINRA 7 registration required and fingerprinting.
• Proficient in MS Office and brokerage systems.

Responsibilities

• Review and process client requests including enrollments, distributions, transfers and estate settlements.
• Manage Self-Directed Brokerage plan conversions and maintenance with precision.
• Update client accounts across platforms with accurate data.
• Review legal documentation for completeness before processing.
• Collaborate with brokers, traders and internal/external partners with clear communication.

Skills

Brokerage operations

FINRA registration

FINRA fingerprinting

Communication

Microsoft Office

Education

Bachelor’s degree or equivalent

Equivalent combination of education and experience

Tools

NetX 360

Pershing

Job description

Empower Retirement, LLC is seeking a Brokerage Operations Representative to handle back-office brokerage and Self-Directed Brokerage services. You will review, process and complete client requests, ensure data accuracy across platforms, and verify legal documents before processing.

Collaboration with brokers and teams is essential. Requirements include a Bachelor’s degree or equivalent, 1+ year in brokerage ops, FINRA 7 registration and fingerprinting.