Remote Brokerage Operations Specialist

empower; United States; A distancia; USD 50.000 - 69.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical insurance

401(k) plan

Tuition reimbursement

Casual dress

Paid time off

Volunteer time

BRGs

Descripción de la vacante

Empower is seeking a Brokerage Operations Representative to handle back-office brokerage functions, client requests, and complex transactions with precision. You will review enrollments, transfers, and estate settlements, ensure accurate account data across platforms, and maintain compliance with legal documentation.

Ideal candidates have a bachelor’s degree, 1+ years in brokerage operations, and FINRA 7 plus fingerprinting.

Formación

• Bachelor's degree or equivalent combination of education and work experience.
• 1+ years of experience in brokerage services/operations.
• FINRA 7 registration required.
• FINRA fingerprinting required.

Responsabilidades

• Efficiently review and process client requests including enrollments, distributions, transfers, and estate settlements.
• Demonstrate expertise in Self-Directed Brokerage plan conversions and maintenance.
• Update and maintain client accounts across platforms with accurate information.
• Review required legal documentation for completeness before processing.
• Collaborate with clearing firm representatives, brokers, traders, colleagues, and other stakeholders to ensure clear communication.

Conocimientos

Communication skills

Attention to detail

Multitasking

Educación

Bachelor's degree or equivalent

Herramientas

NetX 360

Pershing

Microsoft Office

Descripción del empleo

Empower is seeking a Brokerage Operations Representative to handle back-office brokerage functions, client requests, and complex transactions with precision. You will review enrollments, transfers, and estate settlements, ensure accurate account data across platforms, and maintain compliance with legal documentation.

Ideal candidates have a bachelor’s degree, 1+ years in brokerage operations, and FINRA 7 plus fingerprinting.