Regulatory Reporting Operations Specialist

Delta Capita; New York (NY); Hybrid; USD 100,000 - 120,000; Full time

Job summary

Delta Capita is seeking an experienced Regulatory Reporting Operations SME in New York to oversee day-to-day regulatory submissions, monitor activity, investigate exceptions, and drive remediation with stakeholders across technology, operations, and vendors.

The role supports platform migration and embedding reporting into BAU processes, ensuring accuracy, timeliness and robust controls across SEC SBS, CFTC, EMIR, SFTR and MiFID II regimes.

Qualifications

• 3+ years of hands-on experience in regulatory reporting operations or related field.
• Strong knowledge of regulatory regimes such as SEC SBS, CFTC, EMIR, SFTR and MiFID II.

Responsibilities

• Own and support day-to-day regulatory reporting across applicable regimes, ensuring submissions are accurate and timely.
• Monitor daily reporting activity and investigate exceptions and reconciliation breaks.
• Perform reporting reconciliations and resolve data quality issues in the trade lifecycle.
• Work hands-on with data to understand root causes and support remediation.
• Provide SME support across reporting regimes and ensure effective controls are in place.
• Support onboarding, testing and adoption of Report Hub, including data mapping and workflow design.
• Produce management information, KPI reporting and governance materials.
• Maintain audit-ready documentation for regulatory reviews and internal audits.

Skills

Regulatory reporting

OTC derivatives

Excel advanced

Stakeholder management

Regulatory regimes knowledge

Tools

Report Hub

Regulatory reporting platforms

Job description

Delta Capita is seeking an experienced Regulatory Reporting Operations SME in New York to oversee day-to-day regulatory submissions, monitor activity, investigate exceptions, and drive remediation with stakeholders across technology, operations, and vendors.

The role supports platform migration and embedding reporting into BAU processes, ensuring accuracy, timeliness and robust controls across SEC SBS, CFTC, EMIR, SFTR and MiFID II regimes.