Regulatory Reporting Analyst - Entry Level, NY

Largeton Group; New York (NY); On-site; USD 79,900 - 82,656; Full time

Job summary

A prominent consultancy firm in New York is looking for a Regulatory Reporting Consultant to support the remediation and enhancement of key U.S. regulatory reporting functions. The ideal candidate will perform detailed data analysis, collaborate with technology and compliance teams, and contribute to the improvement of reporting processes. Strong knowledge of securities products and regulatory requirements is essential for success in this entry-level position.

Qualifications

• Strong knowledge of U.S. regulatory reporting functions.
• Experience in broker-dealer regulatory reporting.
• Familiarity with SEC, FINRA, and CAT reporting requirements.

Responsibilities

• Support remediation and control enhancements for regulatory reporting.
• Conduct detailed data analysis for regulatory reports.
• Collaborate with Technology and Compliance teams on requirements.

Skills

Data analysis

Communication

Regulatory knowledge

Problem-solving

Job description

A prominent consultancy firm in New York is looking for a Regulatory Reporting Consultant to support the remediation and enhancement of key U.S. regulatory reporting functions. The ideal candidate will perform detailed data analysis, collaborate with technology and compliance teams, and contribute to the improvement of reporting processes. Strong knowledge of securities products and regulatory requirements is essential for success in this entry-level position.