Regulatory Reporting Analyst

Phyton Talent Advisors; New York (NY); On-site; USD 70,000 - 110,000; Full time

Job summary

A financial services recruitment firm seeks a Regulatory Reporting Analyst in New York. The candidate will prepare regulatory reports related to derivatives activity, ensuring accuracy and compliance with CFTC and SEC regulations. Ideal for those with 3+ years in regulatory reporting and a bachelor's degree in a relevant field. This hands-on role requires strong analytical skills and attention to detail, with opportunities for process improvements and technology integration. Competitive salary range from $70,000 to $110,000 yearly.

Qualifications

• 3+ years of experience in regulatory reporting, ideally within derivatives.
• Hands-on experience with CFTC, SEC, and/or CAT reporting.
• Strong understanding of regulatory reporting controls and data governance.

Responsibilities

• Prepare, review, and submit regulatory reports related to derivatives activity.
• Ensure all regulatory submissions are accurate, complete, and delivered on time.
• Investigate, analyze, and resolve reporting breaks, exceptions, and data discrepancies.

Skills

Regulatory reporting

Data governance

Analytical skills

Attention to detail

Education

Bachelor’s degree in Finance, Economics, Business, or a related field

Tools

Reporting systems

Data tools

Job description

Regulatory Reporting Analyst

Location: New York, NY

Base pay range: $70,000.00/yr - $110,000.00/yr

Our client is seeking a Regulatory Reporting Analyst to join a high-visibility regulatory team. This role focuses on regulatory reporting related to derivatives activity and offers strong exposure to cross-functional teams, regulatory requirements, and technology-driven processes. The ideal candidate has hands‑on regulatory reporting experience and thrives in a fast-paced, detail-oriented environment.

Key Responsibilities

• Prepare, review, and submit regulatory reports related to derivatives activity, including CFTC, SEC, and CAT reporting
• Ensure all regulatory submissions are accurate, complete, and delivered on time in accordance with applicable rules
• Investigate, analyze, and resolve reporting breaks, exceptions, and data discrepancies
• Partner closely with Technology, Operations, Compliance, and Front Office teams to support system enhancements and regulatory-driven changes
• Monitor regulatory developments and assist with implementing new or evolving reporting requirements
• Support internal and external audits, regulatory inquiries, and examinations
• Maintain documentation, procedures, and controls related to regulatory reporting processes
• Contribute to process improvement and automation initiatives to enhance efficiency and controls

Qualifications

• 3+ years of experience in regulatory reporting, ideally within derivatives
• Hands‑on experience with CFTC, SEC, and/or CAT reporting
• Strong understanding of regulatory reporting controls and data governance
• Experience working with reporting systems or data tools; technology exposure is a strong plus
• Bachelor’s degree in Finance, Economics, Business, or a related field
• Strong analytical skills, attention to detail, and ability to manage multiple deadlines

Employment Details

• Seniority level: Associate
• Employment type: Full‑time
• Job function: Finance