Global Regulatory Reporting Specialist: Derivatives & Filings

Coda Search│Staffing; Greenwich (CT); On-site; USD 90,000 - 150,000; Full time

Job summary

Global Investment Firm is seeking a Regulatory Reporting specialist to support its Compliance team by preparing and submitting regulatory filings, reconciling data from multiple sources, and documenting filing processes.

You will track regulatory changes across the US, Europe, and Asia-Pacific, strengthen controls around derivatives transaction reporting, and translate requirements into operational steps for the teams involved.

Qualifications

• 4–10 years of regulatory reporting experience.
• Experience with Form ADV and Form PF.
• Knowledge of how derivatives are captured in regulatory data.
• Strong Excel and market data terminal skills.

Responsibilities

• Prepare and submit regulatory filings across daily, monthly, quarterly, and annual cycles.
• Gather and reconcile data from multiple sources and package to regulator specs.
• Document processes behind current filings and add new ones as needed.
• Track regulatory changes across US, Europe and Asia-Pacific and translate into actions.
• Strengthen reconciliation and controls around derivatives transaction reporting.

Skills

Form ADV

Form PF

Derivatives data

Tools

Excel

Market data terminal

Job description

Global Investment Firm is seeking a Regulatory Reporting specialist to support its Compliance team by preparing and submitting regulatory filings, reconciling data from multiple sources, and documenting filing processes.

You will track regulatory changes across the US, Europe, and Asia-Pacific, strengthen controls around derivatives transaction reporting, and translate requirements into operational steps for the teams involved.