Reporting Analyst

Lenmar Consulting Inc; Jersey City (NJ); On-site; USD 80,000 - 100,000; Full time

Job summary

Lenmar Consulting Inc is looking for a Reporting Analyst II in Jersey City, NJ. The role involves supporting regulatory reporting operations and ensuring compliance with SEC and CFTC regulations.

The ideal candidate will have 5+ years in the Broker Dealer industry and strong experience in financial reporting. Responsibilities include preparing regulatory reports and collaborating with teams to validate data.

Qualifications

• 5+ years of experience within the Broker Dealer industry.
• Strong experience with SEC regulations and CFTC filings.
• Excellent analytical and problem-solving abilities.

Responsibilities

• Prepare and review regulatory reports in compliance with financial regulations.
• Ensure accurate and timely submission of required filings.
• Collaborate with internal teams to validate reporting data.

Skills

Experience in the Broker Dealer industry

Knowledge of SEC Rule 15c3-1

Knowledge of SEC Rule 15c3-3 Customer Reserve

Knowledge of FCM regulatory reporting

Analytical and problem-solving abilities

Attention to detail and data accuracy

Communication and collaboration skills

Job description

We are seeking a Reporting Analyst II to support regulatory reporting operations within a fast-paced financial services environment. This position will focus on preparing and reviewing regulatory reports, ensuring compliance with SEC and CFTC regulations, and supporting reporting accuracy and operational efficiency.

Responsibilities

• Prepare and review regulatory reports in compliance with SEC & CFTC financial regulations and internal company policies
• Ensure accurate and timely submission of required filings to regulatory agencies
• Collaborate with internal teams to gather, analyze, and validate reporting data
• Monitor regulatory changes and implement updates to reporting processes as needed
• Support audits and regulatory examinations by providing documentation and reporting explanations
• Assist in developing and maintaining internal controls related to regulatory reporting
• Identify opportunities to improve reporting processes, efficiency, and accuracy
• Maintain strong understanding of accounting standards and financial reporting requirements

Qualifications

• 5+ years of experience within the Broker Dealer industry
• Strong experience with:
• SEC Rule 15c3-1
• SEC Rule 15c3-3 Customer Reserve
• FCM regulatory reporting and CFTC filings
• Strong knowledge of accounting and financial principles
• Experience with regulatory reporting in the financial services industry
• Strong analytical and problem-solving abilities
• Experience with financial reporting systems and reporting tools
• Excellent attention to detail and data accuracy
• Strong communication and collaboration skills
• Ability to adapt to changing regulatory requirements and deadlines