Regulatory Reporting Lead: SEC/CFTC & Automation

Millennium

New York (NY)

On-site

USD 70,000 - 160,000

Full time

3 days ago
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Benefits offered by this job

Comprehensive benefits

Job summary

Millennium in New York is seeking a Regulatory Reporting professional to manage the preparation and filing of U.S. and international reports for a multi-fund structure. You will collaborate with Legal, Compliance, Finance and Risk to design, maintain, and automate filings while ensuring data quality and audit readiness.

Strong SQL and Python skills and 5–8 years in financial services are required to excel in this role within a dynamic, global firm with a comprehensive benefits package.

Qualifications

  • 5-8 years of experience in financial services within operations, regulatory reporting, or fund accounting.
  • Strong knowledge of U.S. regulatory reporting frameworks (SEC Form PF, CFTC) and related hedge fund filings.
  • Understanding of fund operations and accounting concepts (NAV/AUM, GAV, PnL).

Responsibilities

  • Lead the preparation and filing of SEC/CFTC and international regulatory reports across a multi-fund, multi-entity structure.
  • Partner with Legal, Compliance, Finance, and Risk to design, develop, maintain, and enhance the reporting that supports regulatory filings.
  • Maintain and enhance daily monitoring of regulatory filing transmissions, vendor outputs, and data quality, escalating exceptions and driving timely resolution.
  • Identify opportunities to automate manual workflows, document procedures, and improve the accuracy and efficiency of recurring reporting processes.
  • Monitor new and evolving regulations, assess their impact on reporting obligations, and support industry advocacy efforts.
  • Coordinate regulatory reporting setup for new fund launches and entity restructures, ensuring all filing requirements are met from inception.
  • Develop and maintain reporting tools and dashboards that support filing accuracy, audit readiness, and operational transparency.

Skills

SQL
Python
Data analysis
Communication
Attention to detail

Education

Bachelor's degree in finance, economics, accounting, or related quantitative field

Tools

SQL
Python

Job description

Millennium in New York is seeking a Regulatory Reporting professional to manage the preparation and filing of U.S. and international reports for a multi-fund structure. You will collaborate with Legal, Compliance, Finance and Risk to design, maintain, and automate filings while ensuring data quality and audit readiness.

Strong SQL and Python skills and 5–8 years in financial services are required to excel in this role within a dynamic, global firm with a comprehensive benefits package.

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