Regulatory Reporting Financial Analyst: Impactful, Fast-Paced

Fidelity Investments Inc.; Westlake (TX); On-site; USD 65,000 - 90,000; Full time

Job summary

Fidelity Investments Inc. is seeking a Financial Analyst to support the Regulatory Reporting team with daily Reserve computations under SEC Rule 15c3-3 and monthly Net Capital reporting under SEC Rule 15c3-1.

The role involves monitoring critical balance movements, reconciliations, data completeness, and documenting controls to strengthen reporting processes. The team collaborates with Controllers, Compliance, and Operations to resolve exceptions and drive process improvements in a fast-paced

Qualifications

• Bachelor’s degree in Finance, Accounting, or related field required.
• Strategic thinker who can take an end-to-end view and develop multiple solutions.
• Advanced experience with Excel, PowerPoint, Business Objects; able to build financial models for complex processes.
• Excellent written and verbal communications with business partners at varying levels.
• Knowledge of Microsoft Excel, Word, and Access.
• Ability to drive projects in a fast-paced, deadline-driven environment.
• Flexible, self-motivated with energy and curiosity.
• Strong problem-solving, prioritization, and end-to-end thinking.

Responsibilities

• Support daily Reserve computations under SEC Rule 15c3-3.
• Support monthly Net Capital reporting under SEC Rule 15c3-1.
• Monitor balance movements and perform reconciliations.
• Ensure data completeness and accuracy across regulatory reporting workflows.
• Research and resolve exceptions; maintain process documentation.
• Contribute to enhancements that strengthen controls and efficiency.

Skills

Strategic thinking

Communication skills

Problem solving

Time management

Organization

Multi-tasking

Education

Bachelor’s degree in Finance, Accounting, or related field

Tools

Excel

PowerPoint

Business Objects

Access

Word

Job description

Fidelity Investments Inc. is seeking a Financial Analyst to support the Regulatory Reporting team with daily Reserve computations under SEC Rule 15c3-3 and monthly Net Capital reporting under SEC Rule 15c3-1.

The role involves monitoring critical balance movements, reconciliations, data completeness, and documenting controls to strengthen reporting processes. The team collaborates with Controllers, Compliance, and Operations to resolve exceptions and drive process improvements in a fast-paced