Regulatory Reporting Financial Analyst

Fidelity Investments; Roanoke (TX); On-site; USD 70,000 - 110,000; Full time

Job summary

Fidelity Investments is seeking a Financial Analyst to support the Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1. The role also monitors balance movements, performs reconciliations, and ensures data completeness across regulatory reporting workflows.

You will collaborate with internal teams to research and resolve exceptions, maintain process documentation, and contribute to enhancements that strengthen reporting controls and efficiency.

Qualifications

• Bachelor’s degree in Finance, Accounting, or related field required.
• Strong financial modeling and data analysis capabilities.
• Excellent written and verbal communication skills.

Responsibilities

• Support Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1.
• Monitor balance movements, perform reconciliations, and ensure data accuracy across regulatory workflows.
• Collaborate with internal teams to resolve exceptions and improve reporting controls.
• Maintain process documentation and assist with enhancements.

Skills

Strategic thinking

Financial modeling

Excel/PowerPoint/Business Objects

Communication skills

Data quality & accuracy

Education

Bachelor's Degree in Finance, Accounting, or related field

Tools

Excel

PowerPoint

Business Objects

Data analysis tools

Job description

Fidelity Investments is seeking a Financial Analyst to support the Daily Reserve Computation under SEC Rule 15c3-3 and Monthly Net Capital Reporting under SEC Rule 15c3-1. The role also monitors balance movements, performs reconciliations, and ensures data completeness across regulatory reporting workflows.

You will collaborate with internal teams to research and resolve exceptions, maintain process documentation, and contribute to enhancements that strengthen reporting controls and efficiency.