Regulatory Reporting & Data Analytics Specialist

Goldman Sachs Bank AG; Dallas (TX); On-site; USD 95,000 - 135,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Disability insurance

Life insurance

Bonuses / performance incentives

Paid vacation

Job summary

Goldman Sachs Services LLC in Dallas, TX is seeking an Associate for Regulatory Reporting at the trade level. Responsible for reviewing regulatory reports to FINRA and the SEC, ensuring compliance and driving data accuracy.

The role uses Alteryx and SQL to develop BI solutions and collaborate with Engineering, Legal, Middle Office, and Compliance. You will build data pipelines, address control gaps, and automate processes to reduce risk, while coordinating with global teams on regulatory changes

Qualifications

• Bachelor’s degree in Finance, Economics, Business Analytics, Civil Engineering, or related field.
• Two years of experience in the offered job or a related role.
• Experience with US-based regulatory obligations (FINRA, SEC, or FDIC).
• Experience with business intelligence tools including Alteryx.
• Proficiency in SQL.
• Experience analyzing large datasets and ensuring data accuracy.
• Experience conducting risk and compliance monitoring.
• Experience in process automation to improve reporting efficiency and reduce risk.
• Familiarity with equities, ETFs, and OTC derivatives for regulatory reporting.

Responsibilities

• Review and conduct exception management on regulatory reports submitted to FINRA and the SEC.
• Ensure compliance with global regulatory requirements.
• Develop BI solutions using Alteryx and SQL.
• Define strategies for data analysis and reporting.
• Analyze large datasets to ensure accuracy and resolve discrepancies.
• Build and maintain efficient data pipelines with technology teams.
• Identify and address control gaps and automate manual processes.
• Enhance reporting systems to improve efficiency and reduce risk.
• Coordinate with Engineering, Middle Office, Legal, and Compliance.
• Serve as liaison with regulatory agencies.
• Conduct risk and compliance monitoring and prepare updates for senior management.
• Participate in regulatory projects and implement changes with global teams.
• Provide updates on progress to stakeholders.

Skills

Analytical thinking

Attention to detail

Regulatory knowledge

Communication

Education

Bachelor’s degree in Finance, Economics, Business Analytics, Civil Engineering, or related field

Tools

Alteryx

SQL

JIRA

Job description

Goldman Sachs Services LLC in Dallas, TX is seeking an Associate for Regulatory Reporting at the trade level. Responsible for reviewing regulatory reports to FINRA and the SEC, ensuring compliance and driving data accuracy.

The role uses Alteryx and SQL to develop BI solutions and collaborate with Engineering, Legal, Middle Office, and Compliance. You will build data pipelines, address control gaps, and automate processes to reduce risk, while coordinating with global teams on regulatory changes