Regulatory Reporting & Controls Analyst

TP ICAP; Kentucky; Hybrid; USD 65,000 - 90,000; Full time

Job summary

TP ICAP in Louisville, KY is seeking a Regulatory Reporting Associate to join the Operational Controls team. The role focuses on reconciliations and ensuring accuracy of books and records, with an anticipated start date of October 2026.

You will perform daily and monthly reporting reconciliations, collaborate with Settlements & Compliance, and contribute to automation and control improvements to reduce costs while maintaining accuracy.

Qualifications

• Strong Excel skills and data analysis.
• Excellent written and oral communication abilities.
• Analytical mindset with strong prioritization and organizational skills.
• Ability to multi-task and meet fixed deadlines.
• Experience with regulatory or transaction reporting is a plus.
• Familiarity with VBA/macros is advantageous.

Responsibilities

• Perform daily/monthly transaction reporting reconciliation.
• Coordinate with Settlements & Compliance to classify and close exceptions promptly.
• Identify recurring themes within daily exceptions and escalate to management.
• Create and maintain a book of reports and metrics.
• Cross-train OpsRec team with BAU tasks such as P&L reporting and reconciliation.
• Participate in internal and external audits; provide accurate support.
• Organize documents requested for regulatory meetings or exams.
• Collaborate with IT and business units on new technologies and automation initiatives.
• Promote automation to improve control, accuracy, timing and reduce costs.
• Ensure departmental Policy & Procedure documentation is kept updated.

Skills

Excel

Communication

Analytical

Time management

Problem solving

VBA/macros

Job description

TP ICAP in Louisville, KY is seeking a Regulatory Reporting Associate to join the Operational Controls team. The role focuses on reconciliations and ensuring accuracy of books and records, with an anticipated start date of October 2026.

You will perform daily and monthly reporting reconciliations, collaborate with Settlements & Compliance, and contribute to automation and control improvements to reduce costs while maintaining accuracy.