Banking Regulatory Compliance Audit Specialist

ED03 Elliott Davis Advisory, LLC; Nashville (TN); On-site; USD 65,000 - 95,000; Full time

Benefits offered by this job

Generous time off

Flexible work schedules

Paid maternity/adoption leave

Health and wellness benefits

Job summary

Elliott Davis Advisory, LLC is seeking a Regulatory Compliance Associate to support the audit teams within our Financial Services Group. The role focuses on delivering value-added services to banking clients through regulatory compliance audits and process reviews.

Required 2-5 years of regulatory compliance experience, strong knowledge of banking regulations, and excellent communication. Proficiency in MS Office and familiarity with audit software are expected; CRCM is a plus.

Qualifications

• 2–5 years of experience in a regulatory compliance role within a bank or financial institution.
• Strong understanding of core consumer compliance regulations.
• Excellent written and verbal communication skills.
• Proficiency in Microsoft Office Suite and familiarity with audit or compliance software.
• Certifications such as CRCM (Certified Regulatory Compliance Manager) are a plus.

Responsibilities

• Support the execution of audits focused on regulatory compliance programs and practices across client financial institutions.
• Assist with evaluating adherence to federal and state regulations such as TILA, ECOA, HMDA, and TISA.
• Assist with evaluating client Fair Lending programs including comparative file analysis, redlining, peer analysis, and matched pair testing.
• Help document audit findings and ensure timely, accurate reporting to audit leadership and clients.
• Collaborate with audit team members to assess risk areas and evaluate policy and procedural alignment with compliance requirements.
• Contribute to compliance risk assessments and provide research on new or evolving regulations.
• Other duties as assigned within the scope of the practice.

Skills

Regulatory compliance

Banking regulations

Microsoft Office

Audit software

Communication skills

Tools

Audit software

Job description

Elliott Davis Advisory, LLC is seeking a Regulatory Compliance Associate to support the audit teams within our Financial Services Group. The role focuses on delivering value-added services to banking clients through regulatory compliance audits and process reviews.

Required 2-5 years of regulatory compliance experience, strong knowledge of banking regulations, and excellent communication. Proficiency in MS Office and familiarity with audit software are expected; CRCM is a plus.