Regulatory Filing Specialist for Funds & ETFs (Hybrid)

Resolute Investment Managers, Inc.; Irving (TX); Hybride; USD 85 000 - 110 000; Plein temps

Résumé du poste

American Beacon Partners in Irving, Texas, is seeking a Regulatory Filing Specialist to review and file registration statements for Funds, ensuring accuracy and regulatory compliance. The role requires collaborating with service providers, leading filings for fiscal years, and maintaining up-to-date knowledge of Form N-1A, N-14, and N-2; strong analytical and communication skills are essential.

Hybrid work arrangement with in-office and remote days, and a commitment to high-quality documentation

Qualifications

• Three or more years related work experience in investments, securities, or financial services.
• Knowledge of the Investment Company Act of 1940 and federal securities laws as they apply to mutual funds or investment advisers
• Experience with Mutual Funds and ETF filings, including Form N-1A, Form N-14, and Form N-2
• Proficiency with EDGAR Next filing system
• Familiarity with Broadridge PROfile or similar systems
• Familiarity with DocuBuilder software or other similar CMS such as DFIN ArcPro
• Excellent analytical, written, and oral communication skills
• Superior attention to detail
• Superior interpersonal skills and ability to work effectively with all levels of management and support staff
• Superior organizational skills with the ability to handle substantial responsibility and work on multiple projects simultaneously in a fast-paced, deadline-oriented environment
• College degree or equivalent work experience

Responsabilités

• Assists with the preparation, review and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines
• Collaborates well with service provider
• Assists with annual investment risk update process
• Identifies areas where process improvement can occur
• Act as lead Regulatory Filing Specialist for assigned FYEs
• Review updates to various Fund agreements, as necessary
• Ensures agreements are appropriately included in the relevant Form N-1A Part C (wrapper)
• Assists with special projects, as necessary, including research of applicable rules and regulations
• Review documents from Fund Board meetings and ensure appropriate modifications are made to filings and/or procedures

Connaissances

Regulatory filings

Mutual funds

EDGAR familiarity

Attention to detail

Communication

Formation

College degree or equivalent

Outils

EDGAR Next

Broadridge PROfile

DocuBuilder

Description du poste

American Beacon Partners in Irving, Texas, is seeking a Regulatory Filing Specialist to review and file registration statements for Funds, ensuring accuracy and regulatory compliance. The role requires collaborating with service providers, leading filings for fiscal years, and maintaining up-to-date knowledge of Form N-1A, N-14, and N-2; strong analytical and communication skills are essential.

Hybrid work arrangement with in-office and remote days, and a commitment to high-quality documentation