Fund Regulatory Affairs Lead — Hybrid

U.S. Bank; Atlanta (GA); Hybrid; USD 148,000 - 175,000; Full time

Benefits offered by this job

Healthcare

Life Insurance

Disability

Parental leave

401(k)

Job summary

U.S. Bank is seeking a senior regulatory professional to support fund clients with registration statements, governance documents, and regulatory filings for the SEC and other agencies. The role includes preparing board materials and providing regulatory guidance to internal lines.

The position requires a Law Degree, active license, and eight or more years of related experience. It offers a hybrid schedule with in-office and flexible remote days, plus a comprehensive benefits package.

Qualifications

• Juris Doctor or equivalent required.
• Licensed to practice in the applicable jurisdiction.
• Eight or more years of related experience in regulatory matters.

Responsibilities

• Draft and prepare fund registration statements for SEC filings.
• Review and file registration statements, proxy statements, and related material.
• Communicate with the SEC and other regulators on behalf of fund clients.
• Prepare board meeting materials and minutes.
• Advise internal business lines on regulation of investment companies.

Skills

Investment regulation

Multi-tasking

Independent worker

Team collaboration

Project leadership

Cross-functional

People management

Education

Law degree

Job description

U.S. Bank is seeking a senior regulatory professional to support fund clients with registration statements, governance documents, and regulatory filings for the SEC and other agencies. The role includes preparing board materials and providing regulatory guidance to internal lines.

The position requires a Law Degree, active license, and eight or more years of related experience. It offers a hybrid schedule with in-office and flexible remote days, plus a comprehensive benefits package.