Hybrid Regulatory Filing Lead for Mutual Funds & ETFs

American Beacon Partners; Irving (TX); Hybrid; USD 70,000 - 110,000; Full time

Job summary

American Beacon Partners is a diversified asset management platform with offices in Irving, Texas. We seek a Regulatory Filing Specialist to review and file registration statements for Funds, ensuring compliance with regulatory guidelines.

This hybrid role combines in-office collaboration and remote work options, with duties spanning filings, risk updates, and process improvements. The candidate will bring 3+ years in investments or financial services, plus knowledge of the Investment Company

Qualifications

• Three or more years related work experience in investments, securities, or financial services.
• Knowledge of the Investment Company Act of 1940 and federal securities laws as they apply to mutual funds or investment advisers.
• Experience with Mutual Funds and ETF filings, including Form N-1A, Form N-14, and Form N-2.
• Proficiency with EDGAR Next filing system.
• Familiarity with Broadridge PROfile or similar systems.
• Familiarity with DocuBuilder software or other similar content management systems such as DFIN ArcPro.
• Excellent analytical, written, and oral communication skills; superior attention to detail; strong organizational skills.

Responsibilities

• Assists with the preparation, review and filing of registration statements and related documentation for the Funds to ensure accuracy and compliance with regulatory guidelines.
• Collaborates well with service provider.
• Assists with annual investment risk update process.
• Identifies areas where process improvement can occur.
• Act as lead Regulatory Filing Specialist for assigned FYEs.
• Review updates to various Fund agreements, as necessary.
• Assists with special projects, as necessary, including research of applicable rules and regulations.
• Review documents from Fund Board meetings and ensure appropriate modifications are made to filings and/or procedures.

Skills

Analytical skills

Written communication

Oral communication

Attention to detail

Interpersonal skills

Organizational skills

Education

College degree or equivalent work experience

Tools

EDGAR Next filing system

Broadridge PROfile

DocuBuilder/DFIN ArcPro

Job description

American Beacon Partners is a diversified asset management platform with offices in Irving, Texas. We seek a Regulatory Filing Specialist to review and file registration statements for Funds, ensuring compliance with regulatory guidelines.

This hybrid role combines in-office collaboration and remote work options, with duties spanning filings, risk updates, and process improvements. The candidate will bring 3+ years in investments or financial services, plus knowledge of the Investment Company