Regulatory Compliance Monitoring Analyst

TowneBank; Raleigh (NC); On-site; USD 58,000 - 75,000; Full time

Job summary

TowneBank is seeking a Regulatory Compliance Monitoring & Testing Analyst in Raleigh to support the Corporate Compliance Monitoring & Testing Program. You will perform monitoring and testing assignments to ensure TowneBank and affiliates comply with laws, regulations, and Towne policies, contributing to risk management and internal control improvements.

The position requires 2+ years in banking compliance testing or audit, strong communication skills, and proficiency with MS Office.

Qualifications

• 2+ years of experience in banking or financial services compliance testing, risk management, or audit.
• Excellent written and oral communication skills are required.
• Proficiency with MS Office and basic compliance tools.

Responsibilities

• Ensure regulatory compliance monitoring and testing assignments are completed per department standards within timeframes.
• Communicate results to management efficiently, promptly, and concisely.
• Follow up on management’s corrective actions to reported regulatory findings.
• Keep the Compliance Assurance Manager informed of status and impediments.
• Research regulatory requirements relevant to monitoring and testing using compliance resources.
• Maintain current knowledge of applicable consumer protection laws and Towne policies.
• Support Towne as a subject matter expert in compliance monitoring and testing.
• Participate in department projects such as drafting procedures and risk assessments.
• Comply with all applicable federal laws including the Bank Secrecy Act.
• Perform other duties as required within the scope of the role.

Skills

Communication

Attention to detail

Computer proficiency

Independent work

Team player

Banking compliance testing

Education

Bachelor's degree in business/finance or related field

Compliance certification (preferred)

Tools

Microsoft Office

Job description

TowneBank is seeking a Regulatory Compliance Monitoring & Testing Analyst in Raleigh to support the Corporate Compliance Monitoring & Testing Program. You will perform monitoring and testing assignments to ensure TowneBank and affiliates comply with laws, regulations, and Towne policies, contributing to risk management and internal control improvements.

The position requires 2+ years in banking compliance testing or audit, strong communication skills, and proficiency with MS Office.