Regulatory Compliance Manager - GTM Enablement

Range; McLean (VA); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

100% employer-covered medical insurance

401(k) retirement savings program

Paid Time Off

Comprehensive parental leave policy

Meals covered during the week

Monthly movement stipend

Equity and career growth opportunities

Annual compensation reviews

Boomerang Program for entrepreneurial endeavors

Job summary

A leading financial technology company in McLean, Virginia is seeking a Regulatory Compliance Manager for Go-to-Market Enablement. This role involves managing marketing compliance workflows and enabling client-facing product approvals while maintaining regulatory standards. Candidates should have experience in regulatory compliance within financial services, strong knowledge of SEC rules, and proven cross-functional collaboration skills. The position offers a competitive benefits package, including health insurance and a 401(k).

Qualifications

• Experience in regulatory compliance within investment advisory or fintech.
• Strong working knowledge of marketing compliance regulations.
• Ability to translate complex regulations into clear guidance.

Responsibilities

• Run day-to-day marketing and advertising compliance program.
• Own compliance enablement for client-facing products.
• Support content expansion by providing compliance reviews.

Skills

Regulatory compliance experience

Knowledge of SEC Marketing Rule

Cross-functional collaboration

Solutions-oriented mindset

Strong organizational skills

Tools

Compliance tools and systems

Job description

A leading financial technology company in McLean, Virginia is seeking a Regulatory Compliance Manager for Go-to-Market Enablement. This role involves managing marketing compliance workflows and enabling client-facing product approvals while maintaining regulatory standards. Candidates should have experience in regulatory compliance within financial services, strong knowledge of SEC rules, and proven cross-functional collaboration skills. The position offers a competitive benefits package, including health insurance and a 401(k).