Regulatory Compliance Manager — Operational Excellence

Range; McLean (VA); On-site; USD 90,000 - 120,000; Full time

Benefits offered by this job

100% employer-covered medical insurance

401(k) retirement savings program

Paid Time Off

Comprehensive parental leave policy

Select meals covered

Monthly movement stipend

Early exercise eligibility

Annual compensation reviews

Boomerang Program for entrepreneurs

Job summary

A leading financial technology company in McLean, VA is seeking a Regulatory Compliance Manager to oversee compliance operations. The role includes executing supervision processes, ensuring regulatory changes are implemented effectively, and partnering with cross-functional teams. Ideal candidates will have experience in financial services compliance, strong organizational skills, and a process-oriented mindset. This position offers competitive benefits and opportunities for professional growth.

Qualifications

• Experience in regulatory compliance operations in financial services.
• Knowledge of Reg BI, Form CRS, and FINRA/SEC requirements.
• Hands-on experience with onboarding and registration processes.

Responsibilities

• Execute and improve supervision processes and compliance operations.
• Drive regulatory reporting and exam readiness activities.
• Partner with stakeholders to implement regulatory changes.

Skills

Regulatory compliance

Supervision and surveillance

Process management

Cross-functional collaboration

Documentation

Education

Experience in financial services

Tools

Compliance tools and systems

Job description

A leading financial technology company in McLean, VA is seeking a Regulatory Compliance Manager to oversee compliance operations. The role includes executing supervision processes, ensuring regulatory changes are implemented effectively, and partnering with cross-functional teams. Ideal candidates will have experience in financial services compliance, strong organizational skills, and a process-oriented mindset. This position offers competitive benefits and opportunities for professional growth.