Quality Control Auditor, Compliance

ICE Clear Europe Limited; Jacksonville (FL); On-site; USD 52,000 - 74,000; Full time

Job summary

ICE Clear Europe Limited in Jacksonville, FL, is seeking a Quality Control Auditor, Compliance to audit mortgage loan files for regulatory compliance.

You will document findings clearly, maintain a daily quota of 18 reviews, report production numbers to management, and collaborate with the VP Quality Control Compliance to meet KPIs.

This role requires meticulous attention to detail and strong communication, with proficiency in Word and Excel.

Qualifications

• Ability to manage a pipeline of mortgage loan files for compliance reviews.
• Strong attention to detail in audit findings and documentation.
• Excellent verbal and written communication skills.
• Proficiency with Microsoft Office applications.

Responsibilities

• Audit mortgage loan files for compliance with state and federal regulations.
• Accurately record audit findings in quality control software with clear language.
• E-mail daily production numbers to management.
• Follow company policies; ensure timely and accurate work.
• Meet a daily file review quota of 18 files.
• Coordinate with VP Quality Control Compliance to meet goals and KPIs.

Skills

Attention to detail

Verbal communication

Written communication

Quality control

Microsoft Word

Microsoft Excel

Tools

Microsoft Word

Microsoft Excel

Job description

Job Purpose

The Quality Control Auditor, Compliance is responsible for auditing mortgage loan files to ensure compliance with state and federal regulations. The position requires accurately documenting audit findings with clear, professional language, while meeting a daily quota of 18 file reviews and reporting production numbers to management.

Responsibilities

• Audit mortgage loan files for compliance with state and federal regulations, including, but not limited to, UDAPP, RESPA, TILA, TRID/QM/ATR, Fair Lending/Regulation B, Dodd/Frank and all other applicable requirements on a State and Federal Level.
• Accurately record audit findings in quality control software in professional manner, using correct grammar and ensuring wording for all findings are clear and easy to understand.
• Be open and accepting of feedback and make changes within an acceptable time frame to your work/behavior based on the feedback given.
• E-mail daily production numbers to management daily.
• Follow company policies and procedures; ensure work is completed accurately and timely.
• Meet daily file review quota of 18 files
• Work with VP Quality Control Compliance to ensure all compliance goals are met.
• Work with VP Quality Control Compliance to ensure Key Performance Measures are met.
• Perform other duties as required or assigned.

Knowledge and Experience

• Ability to manage a pipeline of mortgage loan files for compliance reviews
• Demonstrate consistent attention to detail.
• Strong verbal & written communication skills
• Proficiency with Microsoft Office applications, specifically Word & Excel & other PC applications

Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.