Quality Control Auditor, Compliance

Intercontinental Exchange Holdings, Inc.; Jacksonville (FL); On-site; USD 55,000 - 75,000; Full time

Job summary

Intercontinental Exchange, Inc. in Jacksonville, FL is seeking a Quality Control Auditor, Compliance to audit mortgage loan files for state and federal regulatory compliance.

The role requires documenting findings clearly and meeting a daily quota of 18 file reviews, with production numbers reported to management. Responsibilities include auditing against UDAPP, RESPA, TILA, TRID/QM/ATR, Fair Lending/Regulation B, and Dodd-Frank, and ensuring findings are precise and actionable.

Qualifications

• Experience auditing mortgage loan files for compliance with UDAPP, RESPA, TILA, TRID/QM/ATR, Fair Lending/Regulation B, and Dodd/Frank.
• Ability to document audit findings clearly and professionally.
• Strong attention to detail and ability to manage multiple files.
• Proficiency with quality control software and MS Office.

Responsibilities

• Audit mortgage loan files for compliance with state and federal regulations.
• Record audit findings in quality control software with clear language.
• E-mail daily production numbers to management.
• Meet a daily quota of 18 file reviews.
• Follow company policies and procedures to ensure accuracy and timeliness.
• Collaborate with VP Quality Control Compliance to meet goals and KPIs.
• Perform other duties as assigned.

Skills

Pipeline management

Attention to detail

Verbal & written communication

MS Office (Word & Excel)

Tools

Microsoft Office

Job description

Overview

Job Purpose

The Quality Control Auditor, Compliance is responsible for auditing mortgage loan files to ensure compliance with state and federal regulations. The position requires accurately documenting audit findings with clear, professional language, while meeting a daily quota of 18 file reviews and reporting production numbers to management.

Responsibilities

• Audit mortgage loan files for compliance with state and federal regulations, including, but not limited to, UDAPP, RESPA, TILA, TRID/QM/ATR, Fair Lending/Regulation B, Dodd/Frank and all other applicable requirements on a State and Federal Level.
• Accurately record audit findings in quality control software in professional manner, using correct grammar and ensuring wording for all findings are clear and easy to understand.
• Be open and accepting of feedback and make changes within an acceptable time frame to your work/behavior based on the feedback given.
• E-mail daily production numbers to management daily.
• Follow company policies and procedures; ensure work is completed accurately and timely.
• Meet daily file review quota of 18 files
• Work with VP Quality Control Compliance to ensure all compliance goals are met.
• Work with VP Quality Control Compliance to ensure Key Performance Measures are met.
• Perform other duties as required or assigned.

Knowledge and Experience

• Ability to manage a pipeline of mortgage loan files for compliance reviews
• Demonstrate consistent attention to detail.
• Strong verbal & written communication skills
• Proficiency with Microsoft Office applications, specifically Word & Excel & other PC applications

Intercontinental Exchange, Inc. is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to legally protected characteristics.