Operations Processing Lead — Corrections & Adjustments

Vanguard

Scottsdale (AZ)

Hybrid

USD 90,000 - 125,000

Full time

14 days+
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Job summary

Vanguard is seeking a Supervisor, Operations Processing & Transactions in Scottsdale, AZ, to lead the Adjustment team within Transfer Agency Operations. You will oversee end-to-end correction processing for intermediated accounts and guide a four-person crew from IC3 to IC5 levels, ensuring timely, accurate adjustments and a culture of accountability.

The role demands strong judgment, attention to detail, and collaborative partnerships across Transfer Agency Operations and Finance partners.

Qualifications

  • Minimum of three years of related experience required.
  • Two years of operations processing experience preferred.
  • Bachelor’s degree or equivalent combination of training and experience required.
  • Prior people leadership experience preferred; leadership potential may be considered.
  • Experience in financial services, transfer agency, and transaction processing preferred.
  • Ability to review complex operational transactions and make risk-informed decisions.
  • Strong communication and collaboration skills across teams and levels.

Responsibilities

  • Lead, coach, and develop a team responsible for adjustment processing and career development.
  • Oversee daily adjustment operations to ensure accurate and timely processing.
  • Review and approve adjustment activity within approved limits and documentation.
  • Monitor metrics, goals, quality, and processing standards to identify risks and opportunities.
  • Create an engaging team environment with open communication and accountability.
  • Partner with peers and business partners across Transfer Agency and Finance Operations.
  • Lead through change and support modernization initiatives and tool adoption.
  • Contribute to process improvement, testing, and operational readiness for platform enhancements.
  • Maintain knowledge of procedures, controls, and regulatory requirements.
  • Participate in special projects and other duties as assigned.

Skills

People leadership
Operations processing
Risk management
Cross-functional collaboration
Change management

Education

Bachelor’s degree

Tools

Workflow tools
Reporting tools

Job description

Vanguard is seeking a Supervisor, Operations Processing & Transactions in Scottsdale, AZ, to lead the Adjustment team within Transfer Agency Operations. You will oversee end-to-end correction processing for intermediated accounts and guide a four-person crew from IC3 to IC5 levels, ensuring timely, accurate adjustments and a culture of accountability.

The role demands strong judgment, attention to detail, and collaborative partnerships across Transfer Agency Operations and Finance partners.

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