Licensing Path to Associate Financial Advisor

LPL Financial; Fort Mill (SC); On-site; USD 63,841,000 - 106,421,000; Full time

Benefits offered by this job

401K matching

health benefits

employee stock options

paid time off

volunteer time off

and more

Job summary

LPL Financial in Fort Mill, SC offers the Advisor Licensing Program to build foundational wealth-management skills and FINRA licensure. Participants receive training on LPL systems, licensing support, and leadership coaching, preparing to support a growing book of clients remotely or over the phone.

Graduates may transition to an Associate Financial Advisor role, serving mass affluent clients with investment solutions and personalized financial planning guidance within a fast-paced,

Qualifications

• Bachelor’s degree or equivalent.
• SIE is preferred to have completed before start date.
• Excellent communication skills and strong business writing.
• Willingness to pass FINRA licensing exams and training.
• Experience in financial services or client service is a plus.

Responsibilities

• Licensure testing: pass SIE, Series 7, and Series 66 within 120 days.
• Training: immersive, hands-on training in investment solutions and planning.
• Customer service: manage client relationships via calls, emails, and reports.
• Book maintenance: ensure the book is compliant and well-maintained.
• Financial planning: analyze client data and develop appropriate solutions.
• Investment solutions: understand accounts, products, and markets.
• Consultative sales: meet asset and relationship growth goals.
• Business partnership: coordinate across departments for client experience.
• Risk mitigation: monitor compliance and mitigate risk.

Skills

Client focus

Team oriented

Creativity

Continuous improvement

Education

Bachelor’s degree or equivalent

Job description

LPL Financial in Fort Mill, SC offers the Advisor Licensing Program to build foundational wealth-management skills and FINRA licensure. Participants receive training on LPL systems, licensing support, and leadership coaching, preparing to support a growing book of clients remotely or over the phone.

Graduates may transition to an Associate Financial Advisor role, serving mass affluent clients with investment solutions and personalized financial planning guidance within a fast-paced,