Fast-Track Licensing to Associate Financial Advisor

LPL Financial LLC

Tempe (AZ)

On-site

USD 46,000 - 77,000

Full time

9 days ago

Application generator

Don’t send a generic resume — generate a resume and cover letter tailored to this exact role.

Get past ATS filters

Benefits offered by this job

Paid Time Off

401K matching

Health benefits

Employee stock options

Volunteer time off

Job summary

LPL Financial Holdings Inc. offers an Advisor Licensing Program designed to develop aspiring Financial Advisors with foundational skills in wealth management, client relationships, financial planning, and investment solutions.

Trainees progress through licensure testing and rigorous coaching, ending with opportunities to support a growing book of clients. The program emphasizes SIE, Series 7, and Series 66 licensing within 120 days, strong service delivery, and collaboration with the Wealth

Qualifications

Bachelor’s degree or equivalent required.
Excellent communication, listening and business writing skills.
Organized and able to manage multiple FINRA licenses (SIE/Series 7/66).
Passion for financial services and client service.

Responsibilities

Licensure testing: pass SIE, Series 7, Series 66 within 120 days.
Training: immersive program on investments, planning, systems and processes.
Customer service: manage client relationships via calls, emails and reports.
Book maintenance: keep the book of 120,000+ clients compliant and engaged.
Financial planning: understand and apply planning concepts across education, tax, estate, insurance and investments.
Investment solutions: familiarize with accounts and products to advise clients.