Phone-Based Wealth Advisor Associate

LPL Financial; Fort Mill (SC); On-site; USD 68,000 - 113,000; Full time

Job summary

LPL Financial is seeking a Wealth Advisor Group professional in Fort Mill, SC to provide high-touch financial guidance to mass affluent clients over the phone. The role emphasizes service excellence, accuracy in reports, and collaborative support across departments to strengthen client relationships.

The position requires securities licenses (Series 7; Series 63/65 or 66) and at least one year of direct client experience in financial services, with a base salary plus incentive potential.

Qualifications

• Bachelor's Degree or equivalent working experience.
• Series 7 license.
• Series 63 and 65, or 66 license.
• 1+ years of direct client experience within the financial services industry.

Responsibilities

• Delivering financial advice and conducting reviews with clients over the phone.
• Handling and executing client transactions and general service requests.
• Prepare client reports and proposals as required.
• Identify new sales and asset retention opportunities.
• Regularly exercise excellent business judgment.

Skills

Client service

Communication

Team collaboration

Telephone service

Education

Bachelor's degree or equivalent

Tools

Microsoft Office

Web applications

Job description

LPL Financial is seeking a Wealth Advisor Group professional in Fort Mill, SC to provide high-touch financial guidance to mass affluent clients over the phone. The role emphasizes service excellence, accuracy in reports, and collaborative support across departments to strengthen client relationships.

The position requires securities licenses (Series 7; Series 63/65 or 66) and at least one year of direct client experience in financial services, with a base salary plus incentive potential.