Junior Securities & Regulatory Compliance Attorney

100KCrossing; Glen Mills (Delaware County); On-site; USD 60,000 - 90,000; Full time

Job summary

Worthright & Gaine, LLC is seeking an entry-level Attorney to join our growing team in Glen Mills, PA. You will work directly with experienced attorneys on securities law, investment management, and regulatory compliance matters.

This position offers hands-on experience drafting and reviewing fund documents, advising RIAs and private funds, and contributing to client communications and regulatory filings. Ideal for new graduates eager to start in a collaborative, client-focused setting.

Qualifications

• J.D. from an accredited law school.
• Active bar membership in Pennsylvania or eligibility to obtain admission.
• Interest or experience in securities law, investment management, corporate law, or regulatory compliance.
• Strong drafting, research, and analytical skills.
• Excellent written and verbal communication abilities.
• Strong attention to detail and organizational skills.

Responsibilities

• Assist with drafting and reviewing LP & GP agreements, advisory agreements, fund documents, and other legal contracts
• Conduct legal and regulatory research related to securities laws, investment management, and regulatory compliance
• Assist with the formation and ongoing representation of Registered Investment Advisers ("RIAs"), Exempt Reporting Advisers ("ERAs"), and Private Funds
• Support attorneys in advising clients on business formation, governance, and other matters
• Assist with regulatory filings, examinations, inquiries, and compliance initiatives
• Participate in client meetings and assist with preparing client communications and legal materials
• Stay informed of legal and regulatory developments affecting investment advisers, private funds, and other financial services firms

Skills

Drafting

Research

Analytical skills

Written communication

Verbal communication

Attention to detail

Organizational skills

Education

J.D. from an accredited law school

Active PA bar admission or eligibility

Job description

Worthright & Gaine, LLC is seeking an entry-level Attorney to join our growing team in Glen Mills, PA. You will work directly with experienced attorneys on securities law, investment management, and regulatory compliance matters.

This position offers hands-on experience drafting and reviewing fund documents, advising RIAs and private funds, and contributing to client communications and regulatory filings. Ideal for new graduates eager to start in a collaborative, client-focused setting.