Associate Attorney: Investment Management & Fund Compliance

100KCrossing; Glen Mills (Delaware County); On-site; USD 90,000 - 130,000; Full time

Job summary

Worthright & Gaine, LLC seeks an Associate Attorney to join our growing team in Glen Mills, PA. The position focuses on advising RIAs, private fund managers, family offices, and financial professionals on legal, regulatory, and business matters.

The ideal candidate has a J.D., PA bar eligibility (or admission), and at least two years of business-law experience, with interest in securities and investment management.

Qualifications

• Business law experience (Minimum 2 Years).
• J.D. from an accredited law school.
• Active bar membership in Pennsylvania or the ability to obtain admission.
• Experience or interest in securities law, investment management, corporate law, or regulatory compliance.
• Strong drafting, research, and analytical skills.
• Excellent written and verbal communication abilities.

Responsibilities

• Draft and review LP/GP agreements, advisory agreements, and fund documents.
• Advise on formation, governance, and succession planning.
• Participate in client meetings and contribute to business development.
• Collaborate with partners and clients on legal matters.
• Assist with the formation and representation of RIAs, ERAs, and Private Funds.
• Conduct legal and regulatory research related to securities laws and investment management.
• Support regulatory examinations, inquiries, and compliance initiatives.

Skills

Drafting contracts

Legal research

Regulatory compliance

Client communication

Education

J.D. from an accredited law school

Job description

Worthright & Gaine, LLC seeks an Associate Attorney to join our growing team in Glen Mills, PA. The position focuses on advising RIAs, private fund managers, family offices, and financial professionals on legal, regulatory, and business matters.

The ideal candidate has a J.D., PA bar eligibility (or admission), and at least two years of business-law experience, with interest in securities and investment management.