Investment & Financial Planning Advisor

Bank of America; Monroe (LA); On-site; USD 70,000 - 80,000; Full time

Job summary

Bank of America is seeking a licensed financial professional to provide comprehensive financial guidance, triage client leads, and refer to internal partners based on asset thresholds. The role focuses on building financial plans and recommending brokerage products while maintaining regulatory compliance.

Qualified candidates hold Series 7 and 66 licenses (or 63/65) with at least one year in investments and five with strong relationship-building and a results-driven mindset.

Qualifications

• Current hold Series 7 & 66 licenses (63/65 in lieu of 66)
• At least 1 year in investments, with knowledge of products and services
• At least 1 year in financial services or sales with goal attainment
• Strong relationship-building and collaboration skills
• Ability to work in a fast-paced environment with regulatory due diligence

Responsibilities

• Triages client leads and makes referrals to internal service providers
• Reviews financial goals with clients and builds financial plans
• Recommends brokerage products and banking solutions aligned with client needs
• Maintains regulatory compliance and ongoing client communication
• Identifies potential new clients through referrals and network

Skills

Advisory

Account Management

Client Experience Branding

Customer Focus

Oral Communications

Risk Management

Policies, Procedures, and Guidelines

Client Management

Causation Analysis

Written Communications

Job description

Bank of America is seeking a licensed financial professional to provide comprehensive financial guidance, triage client leads, and refer to internal partners based on asset thresholds. The role focuses on building financial plans and recommending brokerage products while maintaining regulatory compliance.

Qualified candidates hold Series 7 and 66 licenses (or 63/65) with at least one year in investments and five with strong relationship-building and a results-driven mindset.