Insurance Regulatory Compliance Associate

Alliant Insurance Services; Des Moines (IA); On-site; USD 60,000 - 85,000; Full time

Job summary

Alliant Insurance Services seeks a Compliance professional to oversee investigations, monitor regulatory adherence, and guide business units in ethical practices. You will support the Compliance Program, review marketing materials, and coordinate regulatory communications with carriers and enforcement agencies.

The role requires knowledge of federal, state laws and insurance industry practices, with strong communication and project management skills.

Qualifications

• Bachelor's degree in business or a related field.
• 1+ year of compliance experience.
• Experience in insurance/financial services sector.
• Carrier certification MA/PDP.

Responsibilities

• Manage carrier compliance investigations and track responses.
• Coordinate and monitor compliance records and data.
• Assist with internal/external audits and cross-departmental matters.
• Review agent advertisements and marketing materials for compliance.
• Assist with administering and improving the Compliance Program.

Skills

Federal/state/local regulations

Insurance industry knowledge

Office systems knowledge

Project management

Supervisory techniques

Communication skills

English proficiency

Time management

Interpersonal skills

Education

Bachelor's degree in business or related field

1+ year compliance experience

Insurance industry experience

MA/PDP carrier certification

Tools

Microsoft Office suite

Job description

Alliant Insurance Services seeks a Compliance professional to oversee investigations, monitor regulatory adherence, and guide business units in ethical practices. You will support the Compliance Program, review marketing materials, and coordinate regulatory communications with carriers and enforcement agencies.

The role requires knowledge of federal, state laws and insurance industry practices, with strong communication and project management skills.