Fund Regulatory Affairs Manager (Hybrid)

U.S. Bank; Los Angeles (CA); Hybrid; USD 139,230 - 163,800; Full time

Benefits offered by this job

Healthcare

Life Insurance

Disability Insurance

Retirement Plan (401k)

Paid Vacation

Paid Holidays

Adoption assistance

Job summary

U.S. Bank is seeking a Regulatory Administration Manager in Los Angeles with extensive experience in fund regulatory matters. The role focuses on drafting and filing SEC registration statements, and managing governance materials for investment funds.

You will collaborate with legal counsel, regulatory bodies, and internal teams to ensure timely and compliant filings across multiple locales. A senior attorney with leadership capabilities will thrive in this hybrid role with broad impact.

Qualifications

• Law degree and bar admission in the applicable jurisdiction.
• Eight or more years of related regulatory experience.
• Deep knowledge of Investment Company Act of 1940 and SEC filings.

Responsibilities

• Draft and file fund registration statements with the SEC.
• Prepare agendas, resolutions, and related governance materials.
• Communicate with SEC and other regulatory bodies on behalf of fund clients.
• Lead cross-functional teams on regulatory projects and deadlines.

Skills

Regulatory knowledge

ICA 1940

Project management

Cross-functional leadership

Stakeholder coordination

Team leadership

Communication skills

Education

Juris Doctor (JD)

Job description

U.S. Bank is seeking a Regulatory Administration Manager in Los Angeles with extensive experience in fund regulatory matters. The role focuses on drafting and filing SEC registration statements, and managing governance materials for investment funds.

You will collaborate with legal counsel, regulatory bodies, and internal teams to ensure timely and compliant filings across multiple locales. A senior attorney with leadership capabilities will thrive in this hybrid role with broad impact.