Hedge Fund Compliance Associate

Atlantic Group

New York (NY)

On-site

USD 100,000 - 130,000

Full time

14 days+
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Job summary

Join a multi-billion dollar hedge fund as a Compliance Associate in New York City, where your expertise will directly impact compliance initiatives. This role offers a unique opportunity to work closely with the Chief Compliance Officer in a dynamic environment. Ideal candidates will have 1-3 years of experience in compliance consulting or within a hedge fund, showcasing strong attention to detail and excellent communication skills. Embrace the chance to thrive in a fast-paced setting while contributing to the development and implementation of compliance policies. This is an exciting opportunity to advance your career in the financial services sector.

Qualifications

  • 1-3 years of experience in compliance consulting or within a hedge fund.
  • Strong attention to detail and ability to work independently.

Responsibilities

  • Assisting with regulatory filings such as ADV, 13F/G/H, Form PF.
  • Supporting the Code of Ethics and ensuring compliance.

Skills

Compliance Consulting
Regulatory Filings
Attention to Detail
Communication Skills
Interpersonal Skills
Proactive Approach
Ability to Work Independently
Ability to Thrive in Fast-Paced Environment

Education

Bachelor's Degree in Relevant Field

Job description

This range is provided by Atlantic Group. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$100,000.00/yr - $130,000.00/yr

Join a multi $Bn Hedge Fund as a Compliance Associate in NYC. Reporting directly to the CCO, this role has high upside, working four days in the office. Ideal candidates will have 1-3 years of compliance consulting or in-house experience.

Qualifications for the Compliance Associate include:

  • 1-3 years of experience in compliance consulting or within a hedge fund
  • Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc.
  • Strong attention to detail and ability to work independently
  • Familiarity with Code of Ethics and compliance best practices
  • Hard-working attitude with a proactive approach to tasks
  • Excellent communication and interpersonal skills
  • Ability to thrive in a fast-paced, dynamic environment
  • Bachelor’s degree in a relevant field

Responsibilities as the Compliance Associate include:

  • Assisting with regulatory filings such as ADV, 13F/G/H, Form PF, etc
  • Supporting the Code of Ethics and ensuring compliance with regulatory requirements
  • Collaborating with a small-person legal/compliance team
  • Working closely with the CCO/GC, on compliance initiatives
  • Handling day-to-day compliance tasks and assisting in special projects
  • Conducting research on regulatory changes impacting the hedge fund industry
  • Participating in the development and implementation of compliance policies
  • Assisting in the preparation of reports for internal and external stakeholders
Seniority level

Associate

Employment type

Full-time

Job function

Legal

Industries

Financial Services and Investment Management

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