Deputy Chief Compliance Officer

Atlantic Group; New York (NY); On-site; USD 225,000 - 275,000; Full time

Job summary

A financial services firm is seeking an experienced Hedge Fund Deputy CCO to lead its compliance team in New York. The role requires at least 10 years of experience in compliance within a hedge fund and strong knowledge of SEC regulations. The successful candidate will enhance compliance procedures, conduct training programs, and ensure adherence to regulatory requirements. This full-time position offers a competitive salary ranging from $225k to $275k annually.

Qualifications

• At least 10 years of experience in a compliance role within a multi-strategy hedge fund.
• Strong knowledge of SEC registered investment adviser compliance requirements.
• Proven ability to draft policies, procedures, and memorandums.

Responsibilities

• Draft, implement, and maintain compliance policies and procedures.
• Conduct ongoing monitoring to determine regulatory filing requirements.
• Develop and deliver compliance training programs for employees.

Skills

Compliance Leadership

Regulatory knowledge

Communication skills

Problem-solving

Job description

Overview

Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Firm. The successful candidate will be part of the global team responsible for overseeing the policies, procedures and testing of our client’s compliance program. Successful candidates can expect to grow quickly and advance in responsibility and title.

Base pay range

$225,000.00/yr - $275,000.00/yr

Responsibilities

• Compliance Leadership: Dive into the firm’s policies and procedures and make suggestions to enhance the documentation of procedures and testing of reports
• Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures
• Foster a culture of excellence, teamwork, and continuous improvement
• Policy and Procedures: Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards
• Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance program as needed
• Regulatory Filings: Conduct ongoing monitoring to determine regulatory filing requirements and coordinate with operations, technology, outside counsel, and compliance consultants; develop processes and tools to improve the framework
• Marketing: Work with internal teams and outside counsel to create procedures for organizing and updating marketing guidelines for various jurisdictions
• At least 10 years experience at multi-strategy hedge fund
• In-depth knowledge of compliance requirements applicable to SEC registered investment advisers
• Significant experience in drafting policies, procedures, and memorandums; ability to draft independently
• Willingness to be hands-on and pro-actively offer solutions; comfortable with technology and data
• Team player and self-starter who thrives in a fast-paced environment; able to remain calm under pressure
• Outstanding communication skills, both written and verbal

Qualifications

• At least 10 years of experience in a compliance role within a multi-strategy hedge fund
• Strong knowledge of SEC registered investment adviser compliance requirements
• Proven ability to draft policies, procedures, and memorandums
• Hands-on, proactive problem-solver with comfort in technology and data
• Strong communication and interpersonal skills

Employment details

• Seniority level: Executive
• Employment type: Full-time
• Job function: Legal