Hedge Fund Compliance Associate – Regulatory Oversight

Atlantic Group; New York (NY); Hybrid; USD 100,000 - 200,000; Full time

Job summary

Atlantic Group in Westchester County, NY is hiring a Compliance Associate (Hedge Fund) to support regulatory compliance and program oversight in an asset management environment. This hybrid role requires a versatile professional who can manage a broad range of responsibilities.

Key duties include enhancing the compliance program, managing Code of Ethics activities such as personal trading and attestations, preparing regulatory filings and documentation, and conducting monitoring and testing.

Qualifications

• Bachelor's degree in Finance, Business, Economics, Legal Studies, or related field required; JD is preferred.
• 4+ years of asset management or investment compliance experience is required.
• Strong knowledge of investment adviser regulations and ethics requirements.
• Experience with regulatory filings, monitoring, and testing.
• Proficient with Microsoft Office tools and documentation practices.

Responsibilities

• Support the administration and enhancement of the firm's regulatory compliance program.
• Manage Code of Ethics activities, personal trading, attestations, and conflicts of interest.
• Prepare regulatory filings, compliance records, disclosures, and supporting documentation.
• Conduct monitoring, testing, risk assessments, and periodic reviews.
• Maintain policies and procedures and support training and regulatory requirements.
• Collaborate with legal, investment, and operations teams on inquiries and examinations.

Skills

Analytical skills

Communication

Judgment

Organization

Attention to detail

Problem-solving

Independent execution

Education

Bachelor's degree in Finance, Business, Economics, Legal Studies, or related field

JD preferred

Tools

Microsoft Office

Job description

Atlantic Group in Westchester County, NY is hiring a Compliance Associate (Hedge Fund) to support regulatory compliance and program oversight in an asset management environment. This hybrid role requires a versatile professional who can manage a broad range of responsibilities.

Key duties include enhancing the compliance program, managing Code of Ethics activities such as personal trading and attestations, preparing regulatory filings and documentation, and conducting monitoring and testing.