Hedge Fund Compliance Associate

Atlantic Group; United States; On-site; USD 100,000 - 130,000; Full time

Benefits offered by this job

401(k)

Vision insurance

Medical insurance

Job summary

A leading hedge fund is seeking a Compliance Associate who will play a pivotal role in their cross-functional operations team. This full-time position involves developing compliance programs as per SEC regulations and working closely with Legal and Accounting teams. Candidates should have at least 2 years of experience in compliance for registered investment advisers, along with knowledge of AML and KYC requirements. This role offers a competitive salary in the New York City Metropolitan Area and benefits including medical and vision insurance.

Qualifications

• Minimum 2 years of compliance experience with registered investment advisers.
• Experience in the private equity or investment management industry is desired.
• Familiarity with ESG matters and reporting frameworks is a plus.

Responsibilities

• Develop and maintain compliance programs per SEC regulations.
• Prepare regulatory reports and disclosures, including Form ADV and Form PF.
• Monitor compliance with laws and regulations governing investment advisers.

Skills

Regulatory compliance expertise

Anti-Money Laundering (AML) knowledge

Know Your Customer (KYC) experience

Strong understanding of private fund regulations

Experience with ESG regulations

Job description

$100,000.00/yr - $130,000.00/yr

Compliance Associate – Hedge Fund

$12Bn Hedge Fund looking for a Compliance Associate that will be an integral part of the fund's cross‑functional operations team and will work closely with Legal, Accounting, and Investor Relations professionals. The Compliance Associate will assist the General Counsel and Chief Compliance Officer oversee the entirety of the firm's compliance program.

Key Responsibilities

• Compliance Monitoring: Develop, implement, and maintain comprehensive compliance programs in accordance with SEC regulations and industry standards. Monitor and ensure adherence to all applicable laws, rules, and regulations governing investment advisers and private funds. Conduct periodic compliance reviews and assessments to identify and address potential compliance issues. Collaborate with compliance consultants to complete required compliance tasks. Support the General Counsel and Chief Compliance Officer’s initiatives relating to development and updating of compliance policies, procedures, and controls to mitigate risks and ensure adherence to requirements. Be responsive to employee inquiries regarding compliance matters, ethical standards, and best practices. Administer the firm’s compliance management system, ensuring accurate tracking, documentation, and implementation of compliance‑related activities.
• Regulatory Reporting and Filings: Prepare and collaborate on required regulatory reports and disclosures, including Form ADV, Form PF, and other relevant filings. Stay updated on regulatory developments and assist in interpreting regulatory changes for the organization.

Key Qualifications

• Expertise in regulatory compliance relevant to SEC‑registered investment advisers, either as an in‑house compliance professional or compliance consultant.
• Familiarity with Anti‑Money Laundering (AML) and Know Your Customer (KYC) requirements, and experience administering such programs.
• Familiarity with ESG related matters, regulations, and reporting frameworks, such as the EU Taxonomy or Sustainable Finance Disclosures Regulation (SFDR) or other international frameworks, is desirable.
• A minimum of 2 years of experience in compliance related to registered investment advisers, with previous experience in the private equity or investment management industry desired.
• Strong understanding of the regulatory environment for private funds and investment advisers.
• Experience working on non‑disclosure agreements is preferred but not mandatory.

Seniority level

Associate

Employment type

Full‑time

Job function

Legal

Benefits

• 401(k)
• Vision insurance
• Medical insurance

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