Private Equity Compliance Associate

Atlantic Group; United States; On-site; USD 100,000 - 130,000; Full time

Job summary

A leading private equity firm is seeking a Compliance Associate in New York City. This role involves assisting with regulatory filings and supporting compliance initiatives under the guidance of a CCO. Ideal candidates should have 1-3 years of compliance experience and a relevant bachelor's degree. You will thrive in a dynamic environment with a strong attention to detail and excellent communication skills. This position offers a competitive salary and a collaborative working atmosphere.

Qualifications

• 1-3 years of experience in compliance consulting or within a Private Equity firm/Hedge Fund.
• Strong attention to detail and ability to work independently.
• Excellent communication and interpersonal skills.

Responsibilities

• Assisting with regulatory filings such as ADV, 13F/G/H, Form PF.
• Supporting the Code of Ethics and ensuring compliance with regulatory requirements.
• Collaborating with the legal/compliance team.

Skills

Compliance consulting

Regulatory filings

Attention to detail

Excellent communication

Ability to work independently

Education

Bachelor’s degree in a relevant field

Job description

Base pay range

$100,000.00/yr - $130,000.00/yr

Join a multi $Bn Private Equity Fund as a Compliance Associate in NYC. Reporting directly to the CCO, this role has high upside, working four days in the office. Ideal candidates will have 1-3 years of compliance consulting or in-house experience.

Qualifications for the Compliance Associate include:

• 1-3 years of experience in compliance consulting or within a Private Equity firm/Hedge Fund
• Previous experience with regulatory filings, including ADV, 13F/G/H, Form PF, etc.
• Strong attention to detail and ability to work independently
• Familiarity with Code of Ethics and compliance best practices
• Hard-working attitude with a proactive approach to tasks
• Excellent communication and interpersonal skills
• Ability to thrive in a fast-paced, dynamic environment
• Bachelor’s degree in a relevant field

Responsibilities as the Compliance Associate include:

• Assisting with regulatory filings such as ADV, 13F/G/H, Form PF, etc
• Supporting the Code of Ethics and ensuring compliance with regulatory requirements
• Collaborating with a small-person legal/compliance team
• Working closely with the CCO/GC, on compliance initiatives
• Handling day-to-day compliance tasks and assisting in special projects
• Conducting research on regulatory changes impacting the hedge fund industry
• Participating in the development and implementation of compliance policies
• Assisting in the preparation of reports for internal and external stakeholders

Location: New York City Metropolitan Area