Global Regulatory Issues & Governance Lead

TD; New York (NY); On-site; USD 200,000 - 280,000; Full time

Job summary

TD Securities in New York is seeking a senior leader to oversee the global framework for governance, oversight, and reporting of audit, regulatory, and control-related issues. This role partners with Risk, Compliance, Legal, Internal Audit, Technology, and Operations to ensure timely remediation and credible management reporting.

The ideal candidate has 15+ years in financial services, with deep experience in audit lifecycle, regulatory remediation, and enterprise-wide governance.

Qualifications

• 15+ years of progressively senior experience in financial services.
• Significant experience in audit, regulatory remediation, issue management, governance, or first-line risk roles.
• Proven track record designing or leading enterprise-wide issue management, remediation governance, or regulatory oversight frameworks.
• Deep understanding of the audit lifecycle, regulatory examinations, and remediation.
• Experience engaging with senior executives, regulators, Internal Audit, Compliance, Legal, Risk and business leadership.

Responsibilities

• Lead global first-line function for governance, oversight, reporting, and escalation of audit, regulatory, self-identified, and control-related issues across TD Securities.
• Establish and maintain global standards for issue identification, ownership, remediation planning, and closure.
• Provide executive-ready reporting and insights for senior management, governance committees, and regulators.
• Collaborate with Risk, Compliance, Legal, Internal Audit, Technology, Operations, and regional leadership to drive timely remediation.
• Coordinate cross-regional alignment with Americas, Europe, and APAC.

Skills

Leadership

Governance

Stakeholder management

Risk management

Regulatory oversight

Executive communication

Education

Undergraduate degree

Advanced degree in Business/Finance/Law/Risk/Accounting/Economics

Job description

TD Securities in New York is seeking a senior leader to oversee the global framework for governance, oversight, and reporting of audit, regulatory, and control-related issues. This role partners with Risk, Compliance, Legal, Internal Audit, Technology, and Operations to ensure timely remediation and credible management reporting.

The ideal candidate has 15+ years in financial services, with deep experience in audit lifecycle, regulatory remediation, and enterprise-wide governance.