Global Regulatory Delivery Director, Transformation

CFA Institute

New York (NY)

On-site

USD 190,000 - 225,000

Full time

14 days+
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Job summary

TD Securities in New York seeks a Delivery Director to translate regulatory commitments into disciplined execution across large-scale remediation programs. You will set cadence, establish governance, and provide executive-ready updates, unblocking teams in fast-paced environments.

The ideal candidate has 15+ years delivering cross-functional regulatory programs in capital markets, with deep product knowledge and regulator engagement experience.

Qualifications

  • 15+ years of experience leading end-to-end delivery for complex, cross-functional programs (regulatory, compliance, risk/control, data, and/or technology change) in capital markets.
  • Experience demonstrating accountability for delivery outcomes, executive stakeholder management, governance, escalation, and cross-functional leadership.
  • Strong understanding of financial products and end-to-end flows (front-to-back), with the ability to communicate impacts to stakeholders at all levels.
  • Experience supporting SEC, CFTC, FINRA, DOJ, or global regulator engagements.

Responsibilities

  • Own planning through execution across multiple workstreams (process, data, and technology), ensuring measurable and sustainable outcomes are delivered on budget with disciplined change control.
  • Translate regulatory requirements into deliverables with clear ownership, testing evidence, and sustainable BAU handoffs.
  • Produce executive-ready reporting that clearly communicates progress, risks, decisions, dependencies, and delivery outcomes.
  • Establish and run governance forums; manage RAID; drive timely decisions and escalations with options and recommendations.
  • Coach and develop delivery resources, improve delivery practices, and continuously raise the bar on predictability, transparency, and outcomes.

Skills

Delivery leadership
Executive stakeholder management
Regulatory delivery
Cross-functional leadership

Education

Bachelor's degree in Business, Engineering, Computer Science, or equivalent experience

Tools

JIRA
Confluence

Job description

TD Securities in New York seeks a Delivery Director to translate regulatory commitments into disciplined execution across large-scale remediation programs. You will set cadence, establish governance, and provide executive-ready updates, unblocking teams in fast-paced environments.

The ideal candidate has 15+ years delivering cross-functional regulatory programs in capital markets, with deep product knowledge and regulator engagement experience.

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