A boutique hedge fund in Boston seeks a Compliance Associate to support global regulatory filings and compliance operations. The role offers exposure to investment professionals and operational staff, emphasizing initiative and analytical skills. The ideal candidate has 2–4 years of compliance experience and strong Excel proficiency. Competitive compensation with benefits includes annual bonuses and a 401(k) match.
Qualifications
2–4 years of experience in compliance or regulatory operations at a top-tier financial firm.
Comfort working in a fast-moving environment and direct involvement in regulatory frameworks.
Responsibilities
Prepare and file global regulatory disclosures.
Monitor employee activity including certifications and conflict checks.
Review and interpret forensic reports to identify exceptions.
Support oversight of vendor relationships and compliance policy governance.
Skills
Strong writing skills
Critical thinking ability
Advanced proficiency with Excel
Integrity and accountability
Natural curiosity for learning
Job description
A boutique hedge fund in Boston seeks a Compliance Associate to support global regulatory filings and compliance operations. The role offers exposure to investment professionals and operational staff, emphasizing initiative and analytical skills. The ideal candidate has 2–4 years of compliance experience and strong Excel proficiency. Competitive compensation with benefits includes annual bonuses and a 401(k) match.