Hedge Fund Compliance Associate — SEC & ESG Focus

Atlantic Group; United States; On-site; USD 100,000 - 130,000; Full time

Benefits offered by this job

401(k)

Vision insurance

Medical insurance

Job summary

A financial services firm is seeking a Compliance Associate for its cross-functional operations team. The role involves developing and maintaining compliance programs, ensuring regulatory adherence, and preparing necessary reports and disclosures. Candidates should have at least two years of experience in compliance related to registered investment advisers. The position offers benefits such as 401(k), vision, and medical insurance and is based in the New York City Metropolitan Area.

Qualifications

• Minimum 2 years of compliance experience with registered investment advisers.
• Familiarity with regulatory reporting and required filings.
• Strong understanding of regulatory frameworks for private funds.

Responsibilities

• Develop and maintain compliance programs in accordance with SEC regulations.
• Monitor compliance with applicable laws and regulations.
• Prepare and collaborate on regulatory reports and disclosures.

Skills

Regulatory compliance expertise

Knowledge of Anti-Money Laundering (AML)

Understanding of Know Your Customer (KYC)

Experience with ESG regulations

Strong understanding of investment advisers

Job description

A financial services firm is seeking a Compliance Associate for its cross-functional operations team. The role involves developing and maintaining compliance programs, ensuring regulatory adherence, and preparing necessary reports and disclosures. Candidates should have at least two years of experience in compliance related to registered investment advisers. The position offers benefits such as 401(k), vision, and medical insurance and is based in the New York City Metropolitan Area.