Senior Fund Compliance & Reporting Lead

U.S. Bank; Tempe (AZ); On-site; USD 98,000 - 116,000; Full time

Benefits offered by this job

Healthcare

Life insurance

Disability insurance

Paid vacation

Paid holidays

Adoption assistance

Leave accruals

Job summary

U.S. Bank is seeking an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds.

You will oversee SEC filings, fund expense management, and Board of Directors reporting while ensuring adherence to applicable state and federal regulations. This role acts as the primary contact for fund clients and regulators, coordinating fund operations and service providers.

Qualifications

• Bachelor's degree in accounting, finance or related field.
• CPA certification or candidate status.
• 8+ years of experience in Mutual Fund Administration or related field.

Responsibilities

• Leads a team of compliance administrators overseeing SEC filings and financial reporting.
• Oversees fund expenses and Board of Directors reporting to ensure regulatory compliance.
• Serves as primary contact for fund clients and regulatory agencies; coordinates operations.

Skills

Regulatory compliance

Financial reporting

Fund administration

SEC filings

Client relationship management

Team development

Education

Bachelor's degree in accounting or finance

CPA certification or candidacy

Job description

U.S. Bank is seeking an experienced Fund Supervisor to lead a team responsible for regulatory, financial reporting, and compliance activities of investment funds.

You will oversee SEC filings, fund expense management, and Board of Directors reporting while ensuring adherence to applicable state and federal regulations. This role acts as the primary contact for fund clients and regulators, coordinating fund operations and service providers.